Automated processing of bulk Primary Market applications
Supports hassle free investments through ASBA, Syndicate ASBA & Physical/Non ASBA applications
Single click dashboard for monitoring of application registration to allotment process
Automated Income & commission calculation to ease the billing & invoice generation
Accurate, comprehensive reconciliation of applications for smooth workflow
Multiple digital application channels: Invest through internet banking, handheld devices & Channel partners
Win over your challenges with SmartASBA
SmartASBA provides a comprehensive web based solution for Distribution and management of various Products such as IPO, FPO, DEBT/NCD, NFO and Right Issue.
Integrated SmartASBA suite
Features

Back Office
- Management of primary market (IPO, FPO, DEBT/NCD, NFO and Right Issue) schemes
- Integration with Core Banking System like Finacle, FlexCube for Lien marking ,Lien removal, Fund transfer
- Integration with SMS/Email gateways, Online PAN verification of NSDL and application registration API for Third Party brokers
- Supports Bulk upload of application forms
- Supports API & file based interface with NSE & BSE for application processing
- Maker/ Checker supports for all masters & transactions as required by audit & security teams
- Dispatch management for: Registration, Verification, Acceptance
- Comprehensive support for HNI and retail category wise cut-off time management across branches & central office for application processing
- Handle modifications in application data post issue closure
- Comprehensive reconciliation for both application and funds processed

Back Office
- Management of primary market (IPO, FPO, DEBT/NCD, NFO and Right Issue) schemes
- Integration with Core Banking System like Finacle, FlexCube for Lien marking ,Lien removal, Fund transfer
- Integration with SMS/Email gateways, Online PAN verification of NSDL and application registration API for Third Party brokers.
- Supports Bulk upload of application forms
- Supports API & file based interface with NSE & BSE for application processing
- Maker/ Checker supports for all masters & transactions as required by audit & security teams
- Dispatch management for: Registration, Verification, Acceptance
- Comprehensive support for HNI and retail category wise cut-off time management across branches & central office for application processing.
- Handle modifications in application data post issue closure.
- Comprehensive reconciliation for both application and funds processed.
Branch Office
- Supports both bidding & fixed price issues.
- Application entry, modification, verification and cancellation
- Dashboard for monitoring of application registration to allotment process
- Application form printing module


Branch Office
- Supports both bidding & fixed price issues.
- Application entry, modification, verification and cancellation
- Dashboard for monitoring of application registration to allotment process
- Application form printing module

ASBA On-Net
- Scheme and application dashboard
- Beneficiary registration and modification
- Application Bid, Rebid and withdrawal
- API based interfaces for Mobile
- Seamless integration with retail banking portal

ASBA On-Net
- Scheme and application dashboard
- Beneficiary registration and modification
- Application Bid, Rebid and withdrawal
- API based interfaces for Mobile
- Seamless integration with retail banking portal
Business Reports
- MIS Reports
- Audit Report
- Posting Report
- SEBI Report
- Product wise Report
- Compliance Reports as per requirements of SEBI, NSE & BSE


Business Reports
- MIS Reports
- Audit Report
- Posting Report
- SEBI Report
- Product wise Report
- Compliance Reports as per requirements of SEBI, NSE & BSE
Benefits
Support for bulk imports of application requests
Fully automated & Web Based open source architecture
API based architecture helps in integrating with various channels like Brokers, Securities for application processing through Back-office
Granular level user access control
Web Responsive User Interface
Supports both SMS & Email alerts
Frequently Asked Questions
What is SmartASBA?
A comprehensive IPO Application Processing solution that supports ASBA and Syndicate ASBA. It is fully automated system with Web Based open source architecture.
Which capital market products are supported?
Supported primary market products are IPO, FPO, DEBT/NCD, NFO, Right Issue, InvITs, REITS, Call Money
What are the key benefits of Smart ASBA?
SmartASBA, with its API-based open architecture allows banks to seamlessly integrate with its internal systems, including core banking, back-office, as well as both NSE and BSE exchanges. With SmartASBA, you can easily process retail and HNI IPO applications through mobile devices, web browsers, your bank’s branch network and through broker tie-ups (syndicate bulk bids.)
What channels does Smart ASBA support?
Invest through internet banking, handheld devices & Channel partners
Which key entities can purchase SmartASBA?
IPO application processing platform is basically for Self Certified Syndicate Banks(SCSBs) that can be Banks, Brokers.
Is the platform hosted on-premise or cloud?
SmartASBA is deployed on-premise.
Can I schedule demo for SmartASBA?
Yes, you can reach out by filling enquiry form at right side or mail your demo request to sales@winsoftech.com
